As filed with the Securities and Exchange Commission on September 10, 2021
Registration No. 333-160819
Registration No. 333-165035
Registration No. 333-185290
Registration No. 333-235506
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO:
FORM S-8 REGISTRATION STATEMENT NO. 333-160819
FORM S-8 REGISTRATION STATEMENT NO. 333-165035
FORM S-8 REGISTRATION STATEMENT NO. 333-185290
FORM S-8 REGISTRATION STATEMENT NO. 333-235506
UNDER
THE SECURITIES ACT OF 1933
APPLIED MATERIALS, INC.
(Exact name of registrant as specified in its charter)
Delaware | 94-1655526 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
3050 Bowers Avenue, P.O. Box 58039, Santa Clara, California 95052-8039
(Address of Principal Executive Offices) (Zip Code)
APPLIED MATERIALS, INC. STOCK PURCHASE PLAN FOR OFFSHORE EMPLOYEES
(Full title of the plan)
Teri A. Little
Senior Vice President, Chief Legal Officer and Corporate Secretary
Applied Materials, Inc.
3050 Bowers Avenue, P.O. Box 58039, Santa Clara, California 95052-8039
(Name and address of agent for service)
Telephone number, including area code, of agent for service: (408) 727-5555
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☒ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
Effective September 1, 2021, Applied Materials, Inc. (the Company) terminated the Applied Materials, Inc. Stock Purchase Plan for Offshore Employees (the Offshore Plan) as an independent plan. The Company is filing these Post-Effective Amendments to deregister all shares of its common stock, par value $0.01 per share (Common Stock), remaining unissued under the following Registration Statements on Form S-8 filed by the Company with the Securities and Exchange Commission (the Commission) pertaining to the registration of shares of Common Stock issuable pursuant to the Offshore Plan:
1. | Registration Statement on Form S-8 filed with the Commission on July 27, 2009 (Registration No. 333-160819) for the registration of 3,000,000 shares of Common Stock issuable pursuant to the Offshore Plan; |
2. | Registration Statement on Form S-8 filed with the Commission on February 23, 2010 (Registration No. 333-165035) for the registration of 5,000,000 shares of Common Stock issuable pursuant to the Offshore Plan; |
3. | Registration Statement on Form S-8 filed with the Commission on December 5, 2012 (Registration No. 333-185290) for the registration of 15,000,000 shares of Common Stock issuable pursuant to the Offshore Plan; and |
4. | Registration Statement on Form S-8 filed with the Commission on December 13, 2019 (Registration No. 333-235506) for the registration of 3,000,000 shares of Common Stock issuable pursuant to the Offshore Plan. |
EXHIBIT INDEX
24.1 | Power of Attorney (included on the signature page hereto). |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Registration Statements on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Clara, State of California on the on the 10th day of September, 2021.
APPLIED MATERIALS, INC. | ||
By: | /s/ Gary E. Dickerson | |
Gary E. Dickerson President, Chief Executive Officer |
KNOW ALL PERSONS BY THESE PRESENTS:
Each of the undersigned directors and officers of Applied Materials, Inc., a Delaware corporation (the Company), hereby constitutes and appoints Gary E. Dickerson, Daniel J. Durn and Teri A. Little and each of them with power to act alone, his or her true and lawful attorney-in-fact, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to act on, sign and file with the Securities and Exchange Commission any and all amendments (including post-effective amendments) to these registration statements together with all schedules and exhibits thereto, and to act on, sign and file such certificates, instruments, agreements and other documents as may be necessary or appropriate in connection therewith, granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary or desirable to be done in and about the premises, as fully to all intents and purposes, as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact or his substitute or substitutes may lawfully do or cause to be done by virtue hereof.
******
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Registration Statements on Form S-8 has been signed by the following persons in the capacities and on the date indicated.
Signature |
Title |
Date | ||
/s/ Gary E. Dickerson |
President, Chief Executive Officer and Director (Principal Executive Officer) |
September 10, 2021 | ||
Gary E. Dickerson | ||||
/s/ Daniel J. Durn |
Senior Vice President, Chief Financial Officer (Principal Financial Officer) |
September 10, 2021 | ||
Daniel J. Durn | ||||
/s/ Charles W. Read |
Corporate Vice President, Corporate Controller and | September 10, 2021 | ||
Charles W. Read | Chief Accounting Officer (Principal Accounting Officer) |
Signature |
Title |
Date | ||
/s/ Thomas J. Iannotti |
Chairman of the Board | September 10, 2021 | ||
Thomas J. Iannotti | ||||
/s/ Rani Borkar |
Director | September 10, 2021 | ||
Rani Borkar | ||||
/s/ Judy Bruner |
Director | September 10, 2021 | ||
Judy Bruner | ||||
/s/ Xun Chen |
Director | September 10, 2021 | ||
Xun Chen | ||||
/s/ Aart J. de Geus |
Director | September 10, 2021 | ||
Aart J. de Geus | ||||
/s/ Alexander A. Karsner |
Director | September 10, 2021 | ||
Alexander A. Karsner | ||||
/s/ Adrianna C. Ma |
Director | September 10, 2021 | ||
Adrianna C. Ma | ||||
/s/ Yvonne McGill |
Director | September 10, 2021 | ||
Yvonne McGill | ||||
/s/ Scott A. McGregor |
Director | September 10, 2021 | ||
Scott A. McGregor |