SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Moghadam Farhad

(Last) (First) (Middle)
C/O APPLIED MATERIALS, INC.
P.O.BOX 58039, 3050 BOWERS AV, M/S 2023

(Street)
SANTA CLARA CA 95054

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/23/2005
3. Issuer Name and Ticker or Trading Symbol
APPLIED MATERIALS INC /DE [ AMAT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,472 D
Common Stock 2,500 I See Footnote(1)
Common Stock 10,646.392 I By 401(k) plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) 07/15/2002 10/14/2005 Common Stock 60,000 6.8282 D
Employee Stock Option (Right to Buy) 07/15/2003 10/19/2006 Common Stock 60,000 18.6875 D
Employee Stock Option (Right to Buy) 01/07/2003 01/07/2007 Common Stock 48,000 29.2344 D
Employee Stock Option (Right to Buy) 03/02/2002 03/02/2007 Common Stock 28,000 45.1289 D
Employee Stock Option (Right to Buy) 07/15/2004 10/18/2007 Common Stock 54,000 21.0313 D
Employee Stock Option (Right to Buy) 07/15/2005 04/03/2008 Common Stock 70,000 20.0625 D
Employee Stock Option (Right to Buy) 03/02/2002 08/16/2008 Common Stock 20,000 22.35 D
Employee Stock Option (Right to Buy) (2) 10/19/2008 Common Stock 60,000 16.275 D
Employee Stock Option (Right to Buy) 07/15/2006 10/19/2008 Common Stock 80,000 16.275 D
Employee Stock Option (Right to Buy) 07/15/2007 11/19/2009 Common Stock 40,000 15.07 D
Employee Stock Option (Right to Buy) 07/15/2004 11/19/2009 Common Stock 30,000 15.07 D
Employee Stock Option (Right to Buy) (3) 12/11/2009 Common Stock 80,000 14.57 D
Employee Stock Option (Right to Buy) (4) 07/11/2010 Common Stock 60,000 17.39 D
Employee Stock Option (Right to Buy) 07/15/2007 10/29/2010 Common Stock 100,000 22.58 D
Employee Stock Option (Right to Buy) 07/15/2008 10/29/2010 Common Stock 200,000 22.58 D
Employee Stock Option (Right to Buy) (5) 11/03/2011 Common Stock 250,000 16.12 D
Explanation of Responses:
1. Shares are held in accounts for Mr. Moghadam's sons, for which Mr. Moghadam's wife is the custodian. Mr. Moghadam disclaims beneficial ownership of these shares.
2. 30,000 shares became exercisable each on 7/15/03 and 7/15/04.
3. 20,000 shares become exercisable on 7/15/06 and 60,000 shares become exercisable on 7/15/07 (assuming continued employment).
4. 30,000 shares become exercisable each on 7/15/05 and 07/15/06 (assuming continued employment).
5. 62,500 shares become exercisable each on 7/15/05, 7/15/06, 7/15/07 and 7/15/08 (assuming continued employment).
/s/ Charmaine Mesina, Attorney-In-Fact 04/04/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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                               POWER OF ATTORNEY

         The undersigned hereby constitutes and appoints each of Charmaine
Mesina and Mary Zeigler, signing singly, the undersigned's true and lawful
attorney-in-fact to:

         (1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer of Applied Materials, Inc. (the "Company"), Forms 3, 4
and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934
and the rules thereunder;

         (2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute any such
Form 3, 4 or 5, complete and execute any amendment(s) thereto, and timely file
such form with the United States Securities and Exchange Commission and any
stock exchange or similar authority; and

         (3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.

         The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.

         This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.

         IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 23rd day of March, 2005.

                                                     /s/ Farhad Moghadam
                                                     -------------------
                                                     Farhad Moghadam